08-00539 | 06/04/2009 | Claimant(s): Arun Chaudhuri Claimant Lawyers(s): Arun K. Chaudhuri Respondent(s): Jason Tellinghuisen, Jeff Smith, Richard Chun, Rod Gonzales Respondent Lawyers(s): John L. Erikson Arbitrator(s): Robert W. Vernon Hearing Site: Los Angeles, CA
| | $0 |
08-01777 | 06/04/2009 | Claimant(s): Kais Maalej Claimant Lawyers(s): Kais Maalej Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Martin H. Zern Hearing Site: New York, NY
| | $0 |
08-03655 | 06/04/2009 | Claimant(s): Richard and Margaret Wassel Claimant Lawyers(s): Randall C. Place Respondent(s): Morgan Stanley & Co., Mary Meeker Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): Raphael M. Kelly, Robert Finder, Floyd Edward Roberts Hearing Site: Orlando, FL
| | $0 |
08-04339 | 06/04/2009 | Claimant(s): Darria Kosich Claimant Lawyers(s): Darria Elizabeth Kosich Respondent(s): Wachovia Securities, David Neison Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ralph B. Perry Hearing Site: Los Angeles, CA
| | $0 |
08-05002 | 06/04/2009 | Claimant(s): Howard Winston Claimant Lawyers(s): Howard Winston Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH
| | $88 |
08-01333 | 06/03/2009 | Claimant(s): Philip Richardson Revocable Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Marc S. Piven, Thomas Anthony Van Tiem, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
| | $431,000 |
08-02315 | 06/03/2009 | Claimant(s): Nicholas S. Orlando & Michelle Orlando Claimant Lawyers(s): Kevin P. Conway Respondent(s): Citigroup Global Markets., Joseph Reap Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson Hearing Site: New York, NY
| | $60,000 |
08-02472 | 06/03/2009 | Claimant(s): Mary Lou Soldato Claimant Lawyers(s): David A. Genelly Respondent(s): Joseph Fabian, FSC Securities Corporation Respondent Lawyers(s): Jon M. Bylsma, Samuel P. Mauch Arbitrator(s): Raymond P. Buschmann, Theresa A Gillerlain, Matthew P. Hardy Hearing Site: Chicago, IL
| | $115,225 |
08-04626 | 06/02/2009 | Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis Claimant Lawyers(s): Antonios Hadjigeorgalis Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): John O. Lukanski Arbitrator(s): Fred M. Ridolphi Hearing Site: Nashville, TN
| | $5,342 |
07-01411 | 06/02/2009 | Claimant(s): Steven Wierzba Claimant Lawyers(s): Steven Wierzba Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez Hearing Site: San Francisco, CA
| | $0 |