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FINRA Awards for Edward G. Toptani

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0036707/08/2009Claimant(s): Alan Gelband Co. Def. Contr. Pension Pla
Claimant Lawyers(s): Alan Gelband
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
Checkmark Icon$213
07-0294007/25/2008Claimant(s): Don Chaifetz
Claimant Lawyers(s): Don Chaifetz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
Checkmark Icon$213

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