| 09-00564 | 08/14/2009 | Claimant(s): Delores McCaslin
Claimant Lawyers(s): Delores J. McCaslin
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Laurie E. Law
Hearing Site: Anchorage, AK
|  | $20,689 |
| 05-05229 | 08/13/2009 | Claimant(s): Henry Zurlo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Pimonte, Joseph Galati, Thomas Francis
Respondent Lawyers(s): Erin K. Linehan, James Pimonte, Thomas Francis
Arbitrator(s): Edward T. Borer, John P. Scordo
Hearing Site: Philadelphia, PA
| | $50,261 |
| 08-02698 | 08/12/2009 | Claimant(s): Gary Mayes, Estate of Elwin D. Mayes, Gary Brent May
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Frank M. Romano, Christine Winn Powell, William A. Allen
Hearing Site: Houston, TX
| | $116,000 |
| 08-04083 | 08/12/2009 | Claimant(s): Thomas Maoli
Claimant Lawyers(s): Thomas M. Knepper
Respondent(s): Morgan Stanley & Co., Marc Eisner
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Craig Scott Bartlett, Marilyn Chin, Michael F. Greco
Hearing Site: Newark, NJ
| | $174,464 |
| 09-01244 | 08/11/2009 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Mujib Rahman
Respondent Lawyers(s): Mujib Rahman
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | $0 |
| 08-04172 | 08/11/2009 | Claimant(s): Alex Zhardanovsky
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Theodor Brown, James J. Fishman, David Serko
Hearing Site: New York, NY
| | $284,701 |
| 08-02783 | 08/11/2009 | Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
| | $0 |
| 08-04818 | 08/11/2009 | Claimant(s): Louis E. & Olga Kuntz
Claimant Lawyers(s): Louis E. Kuntz
Respondent(s): Wells Fargo Investments, Perry Brown
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Sonia Fishkin
Hearing Site: Atlanta, GA
| | $0 |
| 08-04754 | 08/10/2009 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Investment Hunter
Respondent Lawyers(s): Richard A. Lewins
Arbitrator(s): Robert L. Yeager, Charles T. Dix, James W. Kerr
Hearing Site: Dallas, TX
| | $0 |
| 08-02640 | 08/10/2009 | Claimant(s): Virginia G. Stevens & Ben R. Stevens
Claimant Lawyers(s): James C. Alison
Respondent(s): Gerald Hester, Colonial Brokerage.
Respondent Lawyers(s): Larry B. Childs
Arbitrator(s): Steven P. Gregory, Randy J. Johnston, Debra Black Leo
Hearing Site: Birmingham, AL
| | $0 |
