10-01538 | 10/11/2011 | Claimant(s): James Clifford Claimant Lawyers(s): Adam J. Gana Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Wayne Hillis Arbitrator(s): Fred S. Pieroni Hearing Site: New York, NY
| | $0 |
10-05322 | 10/10/2011 | Claimant(s): Jayakumar Muthukamatchi, Jayakumar Muthukamatchi IRA Claimant Lawyers(s): Jayakumar Muthukamatchi Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Ira G. Rosenstein Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
| | $0 |
09-02671 | 10/07/2011 | Claimant(s): Vincent R. and Tracie D. Heileson JTTEN Claimant Lawyers(s): Anthony B. Gordon Respondent(s): Wells Fargo Investments, Hokon Yun Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): J. Jean Elliott, James S. Carlson, David Nielsen Hearing Site: Los Angeles, CA
| | $83,071 |
09-03598 | 10/07/2011 | Claimant(s): Aurum STS Aggressive Trading LLC Claimant Lawyers(s): Jonathan Harris Respondent(s): Atef Eltoukhy, Cowen Group., SG Americas Securities, Societe Generale, Societe Generale Warrants Limited N.V. Respondent Lawyers(s): David M. Brodsky, Jeff G. Hammel, John C. Molluzzo, Michael C. Miller, Paul Serritella Arbitrator(s): Darryl J. Horowitt, Mark R. Topper, Charles Eugene Markley Hearing Site: San Francisco, CA
| | $59,900,000 |
10-04424 | 10/07/2011 | Claimant(s): Michael Colombino Claimant Lawyers(s): William C. Rand Respondent(s): Ashraf Elghandour, Morgan Stanley Respondent Lawyers(s): Susan MacFarlane Arbitrator(s): John A. Scudiero, Joan M. Traub, Roland E. Wyatt Hearing Site: New York, NY
| | Expungement |
08-03548 | 10/07/2011 | Claimant(s): Mike Sturdivant, Ygondine Sturdivant Claimant Lawyers(s): Dale Ledbetter Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Christopher G. Lazarini Arbitrator(s): R. Thomas Barksdale, Marc Kalish, David W. Dresnick Hearing Site: Jackson, MS
| | $0 |
10-04494 | 10/07/2011 | Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989 Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig Respondent(s): John Lauer, Waveland Capital Partners LLC Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris Hearing Site: San Diego, CA
| | $0 |
09-05793 | 10/05/2011 | Claimant(s): Carl Cosio Claimant Lawyers(s): Randall C. Place Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Rafael Calleja Respondent Lawyers(s): Alise Johnson, Frederick S. Schrils, Neil S. Baritz Arbitrator(s): Muriel Desloovere, William R. Turner, David F. Simon Hearing Site: Tampa, FL
| | $248,874 |
10-02200 | 10/05/2011 | Claimant(s): Jeremy Harvey Claimant Lawyers(s): Steven S. Biss Respondent(s): Karen McKinley, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): A. Patricia Morales Christiansen Arbitrator(s): Jonathan S. Alcaro, Jane C. Carney, William Stephen Mailander Hearing Site: Richmond, VA
| | $0 |
10-01725 | 10/04/2011 | Claimant(s): Jim Brogden Revocable Living Trust, Lynn Brogden Revocable Living Trust Claimant Lawyers(s): Yoona Park Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Randall Stender Respondent Lawyers(s): Jaime H. Scivley Arbitrator(s): John F. Harris, William B. Kirby, Robert Sachs Mandelson Hearing Site: Portland, OR
| | $189,984 |