| 12-01536 | 11/16/2012 | Claimant(s): Robert Baum
Claimant Lawyers(s): Howard Meyers
Respondent(s): Ian Green, IDayTrade Inc d/b/a Brokerageselect
Respondent Lawyers(s): Ian Joseph Green, Ian Jospeh Green
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
|  | $0 |
| 12-01575 | 11/16/2012 | Claimant(s): Cheng Teo, Judy Teo
Claimant Lawyers(s): Cheng Chai Teo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
| | $0 |
| 12-01938 | 11/16/2012 | Claimant(s): Nataraj Buduguntae
Claimant Lawyers(s): Nataraj S. Buduguntae
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
| | $0 |
| 10-01505 | 11/15/2012 | Claimant(s): Alberto Ferrero, Oingwen Li
Claimant Lawyers(s): Ronald H. Thrash
Respondent(s): Cco Investment Services Corp.
Respondent Lawyers(s): Jarrod D. Shaw
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $71,725 |
| 11-04637 | 11/15/2012 | Claimant(s): Edwin Utter
Claimant Lawyers(s): William A Jacobson
Respondent(s): Mark Casolo
Respondent Lawyers(s): Mark Carmen Casolo
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Syracuse, NY
| | $41,225 |
| 09-04874 | 11/15/2012 | Claimant(s): Henry Tutek
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Malcolm J. Irving, Michael E. Scullin, Harold Yaskin
Hearing Site: Philadelphia, PA
| | $0 |
| 11-02126 | 11/14/2012 | Claimant(s): Ronald Daurio
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): James Doidge, Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): William F. Skewes, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $70,375 |
| 10-05141 | 11/14/2012 | Claimant(s): Eugene Regnier, Leona Regnier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 11-01075 | 11/14/2012 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson
Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson
Arbitrator(s): Mitchell S. Ostwald
Hearing Site: San Francisco, CA
| | $0 |
| 11-02393 | 11/13/2012 | Claimant(s): Jean Dowe
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen P. LaLonde, Karin A. Schlosser, Ramona L. Gallagher
Hearing Site: Syracuse, NY
| | $4,625 |
