| 14-03768 | 07/10/2015 | Claimant(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra
Claimant Lawyers(s): Carl Smith
Respondent(s): Pieter Wijk
Respondent Lawyers(s): Hilton M. Wiener
Arbitrator(s): Michele N. O'Brien
Hearing Site: Houston, TX
|  | $0 |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $60,545 |
| 13-01450 | 07/09/2015 | Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 14-01705 | 07/08/2015 | Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
| | $61,867 |
| 14-02533 | 07/08/2015 | Claimant(s): Selissia Edwards
Claimant Lawyers(s): Adam Gana
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 12-04093 | 07/08/2015 | Claimant(s): Henry Zachs
Claimant Lawyers(s): John M. Magliery
Respondent(s): Albert Dishner, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, Gayle S. Sanders
Hearing Site: New York, NY
| | $0 |
| 12-03093 | 07/07/2015 | Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
| | $240,600 |
| 13-03760 | 07/07/2015 | Claimant(s): Larry Baber
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Anthony Manaia, Edward Hindman, Robert Copus, Intervest International Corporation, Intervest International Equities Corp.
Respondent Lawyers(s): David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Robert J. Scafuri, Mark Wietchy, Michael James Malone
Hearing Site: Detroit, MI
| | $40,000 |
| 14-00712 | 07/07/2015 | Claimant(s): Rebecca Ann Dyer Tilton
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Clayton J. Borne, Lovella L. Richardson, Barbara L. Edin
Hearing Site: Jackson, MS
| | $60,400 |
| 13-01588 | 07/06/2015 | Claimant(s): Adrienne Dobrin, Dennis Dobrin
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, Edward Finocchiaro, John Dempsey, Martin Lerner
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Shelley Teitelbaum, Alfred H. Kingon, Clarence Smith
Hearing Site: New York, NY
| | Expungement |
