| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
|  | $11,571,500 |
| 14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $95,633 |
| 15-00421 | 10/30/2015 | Claimant(s): Randall Adamowicz
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anastasios Belesis, Basil Christakos, Don Torrillo, Francis Mitchell, Franz Lambert, Joseph Dimauro, Clark Dodge & Co..
Respondent Lawyers(s): Amal S. Amin, Anthony C. Varbero, Brian J. Davis, Francis G. Mitchell
Arbitrator(s): Stephen C. Esposito
Hearing Site: Milwaukee, WI
| | $0 |
| 13-02444 | 10/29/2015 | Claimant(s): Art Cordova, ADC Revocable Living Trust, ADC LTD NM
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Brian Gilroy, Roger Festor, DBA The Delta Company a/k/a The Sonterra, Nakoma Interests, Syndicapital LLC, Nakoma Petroleum, Zeppelinn Energy, Bakken Shale Big Sky Joint Venture #2, Eagle Ford-Austin Chalk Joint Venture, Montana Bakken Shale Joint Venture, North Big Foot Joint Venture, North Big Foot Offset Joint Venture
Respondent Lawyers(s): Michael Firestein
Arbitrator(s): Steven Meyrich, David L. Erickson, Robert H. Ottesen
Hearing Site: Albuquerque, NM
| | $1,684,390 |
| 14-02847 | 10/29/2015 | Claimant(s): John Biltgen
Claimant Lawyers(s): Daniel Osborn
Respondent(s): Charles Sheridan, Justin Jenniges, Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $44,400 |
| 14-02899 | 10/29/2015 | Claimant(s): Alaleh Banafshe and Saied Banafshe
Claimant Lawyers(s): Saied Banafshe
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
| 14-01220 | 10/28/2015 | Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02705 | 10/27/2015 | Claimant(s): James and Agnes Kane
Claimant Lawyers(s): James Kane
Respondent(s): Joseph Carrino, Victor Lessinger, Brookstone Securities.
Respondent Lawyers(s): David Locy, Joseph Michael Carrino, Victor Alan Lessinger
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | $16,480 |
| 14-02900 | 10/26/2015 | Claimant(s): Howard Eugene Rude
Claimant Lawyers(s): Randall Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lawrence R. Commers, Stephen C. Esposito, Douglas J. Nesbit
Hearing Site: Des Moines, IA
| | Expungement |
