| 15-01081 | 11/10/2015 | Claimant(s): Marilyn Green, Melissa Green
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
|  | $52,387 |
| 15-01340 | 11/10/2015 | Claimant(s): Michael R. Johns
Claimant Lawyers(s): Michael R. Johns
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nery Morales
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $88 |
| 14-03818 | 11/09/2015 | Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 15-00378 | 11/09/2015 | Claimant(s): Laurel Ulrich
Claimant Lawyers(s): Jon L. Brunenkant
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
| | $23,707 |
| 15-00812 | 11/09/2015 | Claimant(s): Peggy Faircloth
Claimant Lawyers(s): Peggy Bowden Faircloth
Respondent(s): Stephens
Respondent Lawyers(s): Jana Kim Fowler
Arbitrator(s): Allan Weiss
Hearing Site: Nashville, TN
| | $0 |
| 15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
| | $300 |
| 13-01942 | 11/06/2015 | Claimant(s): Nancy Jensen, Steven Jensen, Padre Resorts.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Willis Cole, Pacific West Securities.
Respondent Lawyers(s): Erinn June Ford, John A. Bender, Mark Thomas McCloskey, Philip A. Pizelo, Philip Anthony Pizelo, Shanon Lane Ford
Arbitrator(s): Elwood C. Avery, Richard L. Warner, Dante Lee Montoya
Hearing Site: Seattle, WA
| | $0 |
| 14-03004 | 11/06/2015 | Claimant(s): Donte McClellon
Claimant Lawyers(s): John A. Bender
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler
Hearing Site: Seattle, WA
| | $0 |
| 12-02661 | 11/05/2015 | Claimant(s): Harriet Morse IRA, Michael Morse IRA, Michael J. Morse Trust
Claimant Lawyers(s): David J. Shea
Respondent(s): MKD Wealth Coaches, Mackey, Komara & Dankovich LLC
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Lee Hornberger, Melissa B. VanDam, William M. Azkoul
Hearing Site: Detroit, MI
| | $125,250 |
| 13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $0 |
