| 14-03312 | 04/26/2016 | Claimant(s): Frank Munnerlyn, Margaret Munnerlyn
Claimant Lawyers(s): Ariel S. Rosenzveig
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Sandra Gale Behrle, Robert E. Anderson, Fern Sue Reidman
Hearing Site: New York, NY
|  | Expungement |
| 15-01981 | 04/26/2016 | Claimant(s): Thomas Cresce
Claimant Lawyers(s): Joseph T. Trapeni
Respondent(s): Kevin Beck, Stuart Youngentob, NFP Advisor Services
Respondent Lawyers(s): Kelsey Hotchkiss
Arbitrator(s): Michael J. Henke
Hearing Site: Richmond, VA
| | $0 |
| 15-00065 | 04/25/2016 | Claimant(s): Mary Katherine Beiting, Otto Beiting
Claimant Lawyers(s): Joseph D. Kirby
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
| | Expungement |
| 15-00415 | 04/25/2016 | Claimant(s): Chanan Mandel
Claimant Lawyers(s): Chanan Mandel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Henry Kirke Cushing, Richard A. Berman, G. Marshall Abbey
Hearing Site: Chicago, IL
| | $0 |
| 14-03309 | 04/22/2016 | Claimant(s): Maged Ebrahim
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Nancy J. Spieczny, Sally G. Williams, Vytas Tarulis
Hearing Site: San Diego, CA
| | $0 |
| 15-00144 | 04/21/2016 | Claimant(s): Maria Llapiz Soleto
Claimant Lawyers(s): Maria E. Llapiz Soleto
Respondent(s): Santander Securities
Respondent Lawyers(s): Mauricio Muniz
Arbitrator(s): Chris J. Conanan, Marvin John Cashion, Brandon Scott Peters
Hearing Site: San Juan, PR
| | $0 |
| 15-01537 | 04/21/2016 | Claimant(s): Francis Freeman
Claimant Lawyers(s): Vincent J. Booth
Respondent(s): Wells Fargo Advisors, David Matty
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Lawrence R. Maxwell, Coleman Robert Perry, Michael S. Yauch
Hearing Site: Dallas, TX
| | $0 |
| 14-00176 | 04/19/2016 | Claimant(s): Luis Siaca, New Century Development.
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Marie G. Peterson, Harry G. Mason, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 13-01957 | 04/18/2016 | Claimant(s): The Children's Mercy Hospital
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Murray S. Levin, Michael A. Kleinman, Dennis Shrewsbury
Hearing Site: Kansas City, MO
| | $0 |
| 14-02072 | 04/18/2016 | Claimant(s): Sutton Investment LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jo Lanier Meeks
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
| | $12,996 |
