| 15-03254 | 10/20/2016 | Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
|  | $0 |
| 15-02023 | 10/19/2016 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | Expungement |
| 16-00218 | 10/19/2016 | Claimant(s): Sophie Shen
Claimant Lawyers(s): Sanford F. Remz
Respondent(s): Christopher Moschella, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Amy Lampert, Gene M. Bauer, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
| 14-02975 | 10/18/2016 | Claimant(s): Richard Epstein
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): David Lerner Associates., David Lerner, Gary Isler
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Michael Fischetti, Robert E. Anderson, Scott M. Pellegrino
Hearing Site: Newark, NJ
| | Expungement |
| 15-02904 | 10/18/2016 | Claimant(s): Susanne McInnis
Claimant Lawyers(s): Matthew H Bryant
Respondent(s): John Hutchinson
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Susan L. Luck
Hearing Site: Charlotte, NC
| | Expungement |
| 16-01614 | 10/18/2016 | Claimant(s): Jacob Podber
Claimant Lawyers(s): Jacob Podber
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | $56 |
| 14-02984 | 10/17/2016 | Claimant(s): Jean Kulsrud
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Lavon C. Phillips, Phyllis Karasov, Frank Abramson
Hearing Site: Minneapolis, MN
| | Expungement |
| 16-00455 | 10/17/2016 | Claimant(s): Blanca Gomez de Hernandez
Claimant Lawyers(s): David Levine
Respondent(s): Wells Fargo Advisors, Jorge Hernandez, Maria Batchelor
Respondent Lawyers(s): Jorge Hernandez, Patricia E. Cowart, Robert W. Pearce
Arbitrator(s): Steven N. Ainbinder, Lawrence Zenville Rosenberg, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
| | $0 |
| 15-01451 | 10/14/2016 | Claimant(s): Thomas Considine
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Liberty Partners Financial Services
Respondent Lawyers(s): Jeffrey A. Fanning
Arbitrator(s): Judith Ann Estabrook Shepard, Joseph V. Simeri, Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
| | $57,283 |
| 15-00268 | 10/14/2016 | Claimant(s): Bradley Finegold
Claimant Lawyers(s): Albert M. Kun
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas White
Respondent Lawyers(s): Spencer Persson
Arbitrator(s): Linda M. McCoy, Dean J. Dietrich, Brandon Keith Hemley
Hearing Site: San Francisco, CA
| | $0 |
