| 15-03159 | 10/06/2017 | Claimant(s): Janet Demarcke
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Phillip Multop
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Robert M. Stein, John J. Fitzpatrick, Ian Stephen Birk
Hearing Site: Seattle, WA
|  | Expungement |
| 16-00485 | 10/06/2017 | Claimant(s): Edward Villella, Mary Villella
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Stephen D Kursman, Michael S. Berman, Joseph Weinkle
Hearing Site: Pittsburgh, PA
| | Expungement |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-03356 | 10/06/2017 | Claimant(s): George Mirmelstein
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Branca, Barry Kiront, David Wolk, Richard Catherall, Stephen Kiront, William Raike, Woodstock Financial Group.
Respondent Lawyers(s): Alan Wolper, David Robert Wolk, Martin P. Unger, Richard E. Catherall
Arbitrator(s): Stuart H. Dunn, Janice L. Burnham, Harold Craig Cohen
Hearing Site: Norfolk, VA
| | $0 |
| 14-02368 | 10/05/2017 | Claimant(s): Myron Allen, Myron Allen IRA
Claimant Lawyers(s): Thomas Gruenbeck
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Richard M. Norman, Gregory Douglas Stone, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01067 | 10/04/2017 | Claimant(s): Hugh Cotter, Susan Coghlan
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Ralph L. Jacobson, David Martin Achterkirchen, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | Expungement |
| 16-02151 | 10/04/2017 | Claimant(s): Shawn Walton
Claimant Lawyers(s): Shawn Walton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 17-00379 | 10/04/2017 | Claimant(s): David Hartmann
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): James Schwartz, Steven Luftschein
Respondent Lawyers(s): Steven Robert Luftschein
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Hartford, CT
| | $0 |
| 16-01961 | 10/02/2017 | Claimant(s): Kamel Kazan
Claimant Lawyers(s): David T. Shivas
Respondent(s): Brian Langan, Morgan Stanley, Patrick Borrelli
Respondent Lawyers(s): Theodore Krebsbach
Arbitrator(s): Kip C. Lubcke, Kenneth J. Horowitz, James F. Rohrman
Hearing Site: Newark, NJ
| | Expungement |
| 16-02717 | 09/29/2017 | Claimant(s): Isaac J. Anidjar TTEE, Sultana R. Anidjar TTEE
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Fredric R. Dichter, Harris Gally, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
