| 22-01207 | 11/11/2024 | Claimant(s): Birchwood Resources., Detroit Street Partners.
Claimant Lawyers(s): Jason J. Kane
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Richard J. Lawrence, Mark J. Loewenstein, Robert M. Fusfeld
Hearing Site: Denver, CO
|  | Expungement |
| 23-01270 | 11/08/2024 | Claimant(s): Douglas Muhlbauer, The Harbor Group of New York., The Harbor Group of South Florida., Harbor Group of South Florida. 401k, Harbor Group of South Florida. Cash, The Harbor Group of New York Inc. 401(K), The Harbor Group of New York. Cash, American Endowment Foundation FBO
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): V. Justin Arpey
Arbitrator(s): Allen Robin, Carl Henry Perdue, Richard Gendler
Hearing Site: Boca Raton, FL
| | $2,348,860 |
| 23-01541 | 11/08/2024 | Claimant(s): Keith Krupka
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Theodore E. Danciart, Paula K. Konikoff, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 24-00598 | 11/07/2024 | Claimant(s): Arkadiusz Ploski
Claimant Lawyers(s): Arkadiusz Ploski
Respondent(s): Morgan Stanley & Co., E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $3,768 |
| 22-01199 | 11/06/2024 | Claimant(s): Albert Eyal, Josette Eyal, Albert Eyal IRA, Josette Eyal IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Zvika Feldman
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Seth L. Finkel, Peter Shapiro, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-00965 | 11/05/2024 | Claimant(s): Anthony Vasaturo
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Barry Steven Port, Brian John Gallagher, Ai Ling Zhou
Hearing Site: New York, NY
| | $0 |
| 24-00789 | 11/05/2024 | Claimant(s): Irma Elshafei
Claimant Lawyers(s): Irma Elshafei
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Randall B Christison
Hearing Site: San Diego, CA
| | $0 |
| 23-03227 | 11/04/2024 | Claimant(s): Andres Matzner
Claimant Lawyers(s): Andres Matzner
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Samer N. Aref
Arbitrator(s): Barbara M. Zak, Katherine Jane Morris, William (Lee) Biddle
Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
| 23-01839 | 11/04/2024 | Claimant(s): Michael Galanti, Sheilah Galanti
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Martin R. Cramer, Peter L. Michaelson, Cataldo Fazio
Hearing Site: Jersey City, NJ
| | $500,300 |
| 23-02462 | 11/04/2024 | Claimant(s): George Miller, Janet McKinley
Claimant Lawyers(s): Tyson C Redenbarger
Respondent(s): Samuel Schoner, First Republic Securities Company
Respondent Lawyers(s): E. Jeffrey Banchero, Mark L. Parmelee
Arbitrator(s): Philip Aaron Tymon, Gary S. DeWeese, Jonathan Polland
Hearing Site: San Francisco, CA
| | Expungement |
