| 22-02405 | 03/20/2024 | Claimant(s): Kwesi Buabeng
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Lawrence R. Mills, Mary Mackey, Anna Arcellana Matheson
Hearing Site: San Francisco, CA
|  | $0 |
| 23-03171 | 03/19/2024 | Claimant(s): Nussel Living Trust
Claimant Lawyers(s): Jay E. Nussel
Respondent(s): Edward Jones, Lori Cannon
Respondent Lawyers(s): C. Darcy Jalandoni
Arbitrator(s):
Hearing Site: Detroit, MI
| | $213 |
| 19-00829 | 03/19/2024 | Claimant(s): Qi Wang
Claimant Lawyers(s): Qi Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 23-01880 | 03/15/2024 | Claimant(s): Janice DeMocker
Claimant Lawyers(s): James Brian DeMocker
Respondent(s): Morgan Stanley, Teri Kelley
Respondent Lawyers(s): Christine Kendrick
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | Expungement |
| 21-02852 | 03/14/2024 | Claimant(s): Anthony DiDonna
Claimant Lawyers(s): Anthony Vincent DiDonna
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Linda Yarden, Keely D. Parr, Nancy Marie Thevenin
Hearing Site: New York, NY
| | $0 |
| 22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Brad Goldberg, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington
Hearing Site: Chicago, IL
| | $1 |
| 23-03182 | 03/13/2024 | Claimant(s): Jon Drees
Claimant Lawyers(s): Jon Drees
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
| | $0 |
| 22-02381 | 03/12/2024 | Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci
Claimant Lawyers(s): David J. Freniere
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff
Hearing Site: New York, NY
| | Expungement |
| 23-02693 | 03/12/2024 | Claimant(s): George Were Obama
Claimant Lawyers(s): Thomas Nealy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara LaClair
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12212© |
| 21-02779 | 03/12/2024 | Claimant(s): Philomena McCloskey, Philomena McCloskey IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
