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FINRA Awards for James Brian DeMocker

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0188003/15/2024Claimant(s): Janice DeMocker
Claimant Lawyers(s): James Brian DeMocker
Respondent(s): Morgan Stanley, Teri Kelley
Respondent Lawyers(s): Christine Kendrick
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
Checkmark IconExpungement

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