17-01389 | 06/25/2019 | Claimant(s): En-Range Inc. Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Damian Mamane Respondent Lawyers(s): Damian Louis Mamane Arbitrator(s): Nancy J. Cliff, Kevin A. Llinas, Sanders William Gropper Hearing Site: Miami, FL
| | $0 |
18-04086 | 06/25/2019 | Claimant(s): Richard Palatine Claimant Lawyers(s): Richard Palatine Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors Respondent Lawyers(s): Elizabeth Rose Aylett Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL
| | $1,810 |
18-04428 | 06/24/2019 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): John Maring, Laura Maring Respondent Lawyers(s): John Maring Arbitrator(s): Keely D. Parr Hearing Site: New York, NY
| | Expungement |
17-00887 | 06/24/2019 | Claimant(s): Paul Schneider Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz Hearing Site: Boca Raton, FL
| | $94,000 |
18-01916 | 06/21/2019 | Claimant(s): The Elaine Lynn Revocable Trust, The Melvin Lynn Revocable Trust Claimant Lawyers(s): Eric M. Jaffe Respondent(s): J.P. Morgan Securities, Jeremy Rayburn, Vincent Sapienza Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Maria C. Hermida, Betty Chen, Andrew M. Schmertz Hearing Site: New York, NY
| | $0 |
15-00038 | 06/20/2019 | Claimant(s): Delise Martire, Sandra Hendricksen Martire Claimant Lawyers(s): J. Owen Murrin Respondent(s): Edward Jones, Troy Nelson Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan Hearing Site: Bismarck, ND
| | $513,716 |
16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al Claimant Lawyers(s): Adam J. Weinstein, Adam Gana Respondent(s): David Blisk, Suzanne McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo Hearing Site: New York, NY
| | $3,000,000 |
17-01361 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, HFP Holdings, Holla4, Betty Ziernicki Trust Claimant Lawyers(s): Adam J. Weinstein Respondent(s): David Blisk, Suzzane McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Dora M. Lassinger, Peter A. Goldman, Thomas Michael Gandolfo Hearing Site: New York, NY
| | $3,000,000 |
18-01976 | 06/20/2019 | Claimant(s): Zephyr Fund Claimant Lawyers(s): Rod Holder Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph Siders Arbitrator(s): Jeffry L. Perlman, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC
| | $12,800 |
18-02493 | 06/20/2019 | Claimant(s): Arthur Rahmani, Jacqueline Palmer Claimant Lawyers(s): Jackie Palmer Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Justin M. Garbaccio Arbitrator(s): Richard M. Norman, Thomas R. Watkins, Abraham Semaila Kamara Hearing Site: Los Angeles, CA
| | Expungement |