Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01976 | 06/20/2019 | Claimant(s): Zephyr Fund Claimant Lawyers(s): Rod Holder Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph Siders Arbitrator(s): Jeffry L. Perlman, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC |  | $12,800 |
| 18-02210 | 10/17/2018 | Claimant(s): Howard King Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Thomas Vays Arbitrator(s): Jeffry L. Perlman Hearing Site: Washington, DC | | $44,100 |
| 18-00116 | 08/20/2018 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas W. Howes Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Jeffry L. Perlman, Joan M. Confoy, Thomas James Hirsch Hearing Site: Washington, DC | ||
| 13-03541 | 02/13/2015 | Claimant(s): Anthony Kurtz, Nancy Legum Claimant Lawyers(s): Paul C. Kurtz Respondent(s): RBC Capital Markets LLC, Samuel Koltun Respondent Lawyers(s): Priscilla A. Donovan Arbitrator(s): Jeffry L. Perlman, Chris J. Conanan, Michael R. Snow Hearing Site: Washington, DC | | $0 |