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FINRA Awards for Howard King

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0221010/17/2018Claimant(s): Howard King
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Jeffry L. Perlman
Hearing Site: Washington, DC
Checkmark Icon$44,100

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