| 15-02075 | 04/12/2017 | Claimant(s): Brantley, LTD
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Richard Hunt Crockett, Zachary T. Bader
Arbitrator(s): Avery B. Goodman
Hearing Site: Orlando, FL
|  | $202,620 |
| 14-02259 | 02/13/2017 | Claimant(s): Judy Vermillion, H.O. Vermilion Trust
Claimant Lawyers(s): Judy L. Vermillion
Respondent(s): Daniel Deighan
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mauricio Arcadier, Alan E. Linden, Brian Gerard Curtis
Hearing Site: Orlando, FL
| | $0 |
| 15-02593 | 12/05/2016 | Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 16-00082 | 09/27/2016 | Claimant(s): Georgia Kraemer
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert G. Bannon
Hearing Site: Orlando, FL
| | $19,909 |
| 15-00824 | 05/05/2016 | Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | $0 |
| 14-02502 | 12/17/2015 | Claimant(s): Michael Cordova
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Ian S. Greig, Lauren S. Puritz, Robert Wallace Rasch
Hearing Site: Orlando, FL
| | Expungement |
| 14-02940 | 11/20/2015 | Claimant(s): Marilyn Mungo, Thomas Mungo
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 14-03427 | 07/13/2015 | Claimant(s): Michael Kuchera
Claimant Lawyers(s): Michael J. Kuchera
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca M. Rothmann
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 13-03295 | 06/03/2015 | Claimant(s): William Chesser
Claimant Lawyers(s): William D. Chesser
Respondent(s): Wells Fargo Advisors, Curtis Dees
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen
Hearing Site: Orlando, FL
| | $0 |
