| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny
Hearing Site: New York, NY
|  | Expungement |
| 15-03291 | 01/04/2017 | Claimant(s): Jay McCay
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Diane Ciccone, Edward Blumstein, William J. Hirsch
Hearing Site: Philadelphia, PA
| | Expungement |
| 15-00014 | 08/24/2016 | Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $70,333 |
| 13-02154 | 02/16/2016 | Claimant(s): Ani Baumgarner, James Baumgarner
Claimant Lawyers(s): James D. Baumgarner
Respondent(s): Howard Kay, FSC Securities Corporation
Respondent Lawyers(s): Craig Vollono, Howard Kay
Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
| | $60,250 |
| 14-02355 | 08/11/2015 | Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
| | $1,282,560 |
| 13-00975 | 10/21/2014 | Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | $844,340 |
| 12-03194 | 02/19/2014 | Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
| | $600 |
| 12-02081 | 06/18/2013 | Claimant(s): Harvey Loomstein Irrevocable Trust, Joseph Loomstein Irr Tr, The Mildred Loomstein GST Exempt Irrv Tr, The Mildred Loomstein GST Non-Exmpt Tr
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Jeffrey Stern, FSC Securities Corporation
Respondent Lawyers(s): Jason A. Richardson, Justin Sacca
Arbitrator(s): Louis J. Weber, Patricia B. Lehtola, Martha Z. Ralstin
Hearing Site: Dallas, TX
| | $0 |
| 12-03484 | 06/04/2013 | Claimant(s): Meghan Rodgers
Claimant Lawyers(s): W. Scott Greco
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | $300 |
