| 16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-00082 | 09/27/2016 | Claimant(s): Georgia Kraemer
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert G. Bannon
Hearing Site: Orlando, FL
| | $19,909 |
| 14-02849 | 05/31/2016 | Claimant(s): The John A. Caw Estate
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $66,225 |
| 14-00439 | 02/08/2016 | Claimant(s): Richard Kingery
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Mark A. Myers, Stephen B. Agricola, James L. Warren
Hearing Site: Birmingham, AL
| | Expungement |
| 13-03120 | 06/22/2015 | Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker
Hearing Site: New York, NY
| | Expungement |
| 14-02972 | 04/28/2015 | Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
| | $163 |
| 12-03425 | 03/10/2015 | Claimant(s): Randy Karp & Associates Defined Benefit, Randy Karp Rollover IRA
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Harry J Saginaw, Lawrence R. Maxwell, Melvin H. Wolovits
Hearing Site: Dallas, TX
| | Expungement |
| 12-04039 | 11/07/2014 | Claimant(s): Zofia Suarez, Gustavo Suarez & Zofia Suarez JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Frances D. Sheehy, Arnold I. Loew, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02941 | 09/18/2014 | Claimant(s): Russell Hartung IRRA, Joan C. Hartung Trust J U/A DTD 07/06/93
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Thomas Joseph Atkinson, Floyd Edward Roberts, Alan E. Linden
Hearing Site: Orlando, FL
| | Expungement |
| 12-03840 | 09/17/2014 | Claimant(s): Volker Gallichio
Claimant Lawyers(s): William B. Young
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter D. Schiff
Arbitrator(s): Ronald W. Devoe, Stuart K. Furman, Patrick George Barclay
Hearing Site: Orlando, FL
| | $40,000 |
