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FINRA Awards for Randy Karp & Associates Defined Benefit

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0342503/10/2015Claimant(s): Randy Karp & Associates Defined Benefit, Randy Karp Rollover IRA
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Harry J Saginaw, Lawrence R. Maxwell, Melvin H. Wolovits
Hearing Site: Dallas, TX
Checkmark IconExpungement

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