Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03425 | 03/10/2015 | Claimant(s): Randy Karp & Associates Defined Benefit, Randy Karp Rollover IRA Claimant Lawyers(s): William B. Young Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Harry J Saginaw, Lawrence R. Maxwell, Melvin H. Wolovits Hearing Site: Dallas, TX |  | Expungement |
| 11-04763 | 01/15/2013 | Claimant(s): Grace Stuart Nay, William Stuart, The Estate of William D. Stuart, Sr.,De Claimant Lawyers(s): D. Paul Dalton Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kyle A. Owens Arbitrator(s): G. Maynard Green, James C. Allums, Melvin H. Wolovits Hearing Site: Dallas, TX | | $306,130 |
| 11-02946 | 09/11/2012 | Claimant(s): Peggy Jones Claimant Lawyers(s): Ronnie L. Agnew Respondent(s): Southwest Securities., SWS Financial Services. Respondent Lawyers(s): Richard A. Illmer Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Melvin H. Wolovits Hearing Site: Dallas, TX | | $15,000 |