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FINRA Awards for SWS Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0294609/11/2012Claimant(s): Peggy Jones
Claimant Lawyers(s): Ronnie L. Agnew
Respondent(s): Southwest Securities., SWS Financial Services.
Respondent Lawyers(s): Richard A. Illmer
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Melvin H. Wolovits
Hearing Site: Dallas, TX
Checkmark Icon$15,000

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