| 13-03472 | 10/01/2015 | Claimant(s): George Moore
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue
Hearing Site: Boca Raton, FL
|  | Expungement |
| 14-02412 | 09/17/2015 | Claimant(s): Carl Reidway
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00560 | 08/28/2015 | Claimant(s): Barry Bruck, Enid Bruck, Enid Bruck and Barry Bruck JTWROS
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Monroe Mitchel, Daniel Joseph Chiodo, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03422 | 08/11/2015 | Claimant(s): Elayne Wasserman & Richard A. Wasserman
Claimant Lawyers(s): Rachelle Parks
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | Expungement |
| 08-00501 | 08/03/2015 | Claimant(s): John Marshall Hispanic America Fdtn., John Marshall Properties., Palm Coast Collectibles.
Claimant Lawyers(s): John D. Marshall
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Howard N. Kahn, Jeffrey Lawrence Sarkin, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | $0 |
| 13-03588 | 07/31/2015 | Claimant(s): Georgianna Gimbel, John Gimbel
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B Rounsville
Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00200 | 07/29/2015 | Claimant(s): Max B. Tharpe Charitable Foundation, The Estate of Max B. Tharpe, Max B. Tharpe Revocable Trust
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): William Holland, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Barth Satuloff, Richard F. Lang, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | $519,511 |
| 14-03476 | 07/14/2015 | Claimant(s): Helena Harnash
Claimant Lawyers(s): Todd S. Roth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 13-03530 | 06/25/2015 | Claimant(s): Oscar Zuniga
Claimant Lawyers(s): Harold Vicente-Colon
Respondent(s): Carlos Ubinas Taylor, Doel Garciaromero, Jose Crescioni, UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Carlos A. Valldejuly-Sastre, Joelle Simms, Leslie Y. Flores-Rodriguez, Mauricio O. Muniz-Luciano, Roberto C. Quinones
Arbitrator(s): Daniel H. Yaffe, Barry David Thorpe, Harry G. Mason
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03278 | 06/24/2015 | Claimant(s): Marcel Rosen
Claimant Lawyers(s): Marcel Rosen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $0 |
