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FINRA Awards for Richard F. Lang

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0020007/29/2015Claimant(s): Max B. Tharpe Charitable Foundation, The Estate of Max B. Tharpe, Max B. Tharpe Revocable Trust
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): William Holland, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Barth Satuloff, Richard F. Lang, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
Checkmark Icon$519,511
11-0072305/21/2012Claimant(s): Dianna Crossman
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Wells Fargo Advisors, Cynthia Kines
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Cheryl E. Winton, Richard F. Lang, David Rich
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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