| 18-03797 | 05/08/2019 | Claimant(s): Beth Rowlett, Christy Camp, Clifford Camp, Earl Davis, F. Fowler, Janet Davis, Kent Kebert, Lynn Kebert, Maynard Bryant, Michael Borne, Samuel Williams, Susan Brooker, Wormser Financial LLC, Estate of Lavoy J. Reed, Alan B. Platkin Credit Shelter Trust, Harold and Judy Wormser RLT 2/1/50
Claimant Lawyers(s): Donald L. Ferguson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s):
Hearing Site: Jackson, MS
|  | $1,430,750 |
| 18-00651 | 05/07/2019 | Claimant(s): Aubrey Sanford, Beth Rowlett, Chasidy Lenoir, Christy Camp, Clifford Camp, Earl Davis, Edward Simmons, Emma Smith, F. Fowler, Howard Kerce, Janet Davis, Janice Jeffrey, Kathryn Rheiner, Kent Kebert, Lynn Kebert, Mark Friloux, Maynard Bryant, Michael Borne, Richard Rheiner, Robert Spring, et al
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Langfred W. White, Mauricio Arcadier, Avery B. Goodman
Hearing Site: Jackson, MS
| | $1,430,750 |
| 17-01630 | 05/06/2019 | Claimant(s): Brian Windham, Cynthia Newsom, Debra Hodge, Dennis Newsom, Edgar Fellows, Larry Newsom, Linda Byrd, Mel McCoy, Merle Smith, Patricia Roberts, Patsy Harveston, Sheila Chain, Thomas Dees, Connie Saxton IRA, Debra Hodge IRA, Dennis Newsom IRA and Roth IRA, Elaine Moss IRA, Hal Moss IRA, Jackie Boteler IRA, Larry Newsom IRA, et al
Claimant Lawyers(s): Judson Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Mark A. Myers, James L. Warren, Theodore Haynes
Hearing Site: Jackson, MS
| | $1,790,000 |
| 15-01312 | 10/23/2017 | Claimant(s): Navin Barot
Claimant Lawyers(s): Cory Ferraez
Respondent(s): R.F. Lafferty & Co.., Todd Sherman
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Gary S. Jefferson, Robert H. Putnam, Eric Spencer Buchanan
Hearing Site: Jackson, MS
| | Expungement |
| 14-02056 | 02/24/2017 | Claimant(s): Jo Ann Bennett, Jasmine A. Hopson, Laprecious Hopson, Cevera H. Davis, IRA, Gloria Stamps, Jo Ann Bennet, Roth IRA, Maggie M. Cooper, Marilyn Grather, Marvin L. Falvey, Nancy Falvey, Patty L. Myers, Roy E. Crampton III IRA Rollover, Roy E. Crampton, Russell L. Laird, W.L. Cupit, William D. Falvey
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Barbara L. Edin, Mollie Wagner Neal, William T. Bowen
Hearing Site: Jackson, MS
| | $761,771 |
| 13-01000 | 03/04/2016 | Claimant(s): David Wender, Sam Owen, David F. Wender, M.D. IRA, Sam Bryan Owen, SEP IRA, Newborn Assoc. PA Salary Savings Plan
Claimant Lawyers(s): Frank Kim Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): John C. Burch, Mark A. Myers, James L. Warren
Hearing Site: Jackson, MS
| | Expungement |
| 14-02679 | 10/20/2015 | Claimant(s): Michael C. Shean, IRA, Suzanne T. Shean, Marcus Wallace or Melinda Wallace
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Christopher Fulco, Edward Zelezen, Pershing LLC, John Ward, Ronald Artzi
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Ron C. Christner, Robert E. Graves, Brian P. Jakes
Hearing Site: Jackson, MS
| | Expungement |
| 13-00850 | 08/21/2015 | Claimant(s): Elizabeth Simpson, Elizabeth Winkelmann, Kimberly Odom, Nancy Clark, Billy P. Simpson, IRA, Charles W. Randall SEP IRA, Cynthia Winkelmann, Elizabeth H. Simpson, Richard B. Durgin, Rita Randall, Billy Simpson and Elizabeth Simpson
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Annette Dubose, Christa Garrett, Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Stephen H. Biller, Angelia J. Tolbert, Barbara Carraway Dogan
Hearing Site: Jackson, MS
| | Expungement |
| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
| | $0 |
| 12-02257 | 07/24/2015 | Claimant(s): Barbara Carter Summers, Jeff Summers, M.D., Lon Lutz, Michael Winkelmann, Rahul Vohra, M.D. & Sherry Vohra, Joint
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister III, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Mark A. Myers, John Paul Lusk, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $2,382,850 |
