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FINRA Awards for R.F. Lafferty & Co..

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0131210/23/2017Claimant(s): Navin Barot
Claimant Lawyers(s): Cory Ferraez
Respondent(s): R.F. Lafferty & Co.., Todd Sherman
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Gary S. Jefferson, Robert H. Putnam, Eric Spencer Buchanan
Hearing Site: Jackson, MS
Checkmark IconExpungement
15-0003310/02/2015Claimant(s): Antonia Winter
Claimant Lawyers(s): J. Desmond Kramer
Respondent(s): R.F. Lafferty & Co..
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
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