| 14-02981 | 06/17/2016 | Claimant(s): Jeffrey Atcheson, Jeffrey Atcheson IRA
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Bryan Mazliach, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Gregory W. Brown, Robert M. Bursky
Arbitrator(s): Gary P. Alexander, Robert L. Lestina, James C. Hoover
Hearing Site: Atlanta, GA
|  | $0 |
| 14-03522 | 11/24/2015 | Claimant(s): James Johnson, Sara Johnson
Claimant Lawyers(s): James R. Johnson
Respondent(s): Keith Holland, Morgan Stanley, Ricardo Desoto
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
| | $70 |
| 14-02847 | 10/29/2015 | Claimant(s): John Biltgen
Claimant Lawyers(s): Daniel Osborn
Respondent(s): Charles Sheridan, Justin Jenniges, Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $44,400 |
| 14-01064 | 07/02/2015 | Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
| | $226,978 |
| 14-01244 | 04/02/2015 | Claimant(s): William Peppenhorst
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $57,545 |
| 12-03836 | 02/20/2014 | Claimant(s): Rebecca Magee, William Magee
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | Expungement |
| 12-02068 | 01/08/2014 | Claimant(s): Glenda Ferrris, Marshall Ferris, Glenda Ferris IRA, Marshall Ferris IRA
Claimant Lawyers(s): Richard J. Edson, Ronald E. Miller
Respondent(s): Morgan Stanley, Thomas Howes
Respondent Lawyers(s): Joseph L. Calabrese, Thomas W. Howes
Arbitrator(s): Sabrina Raquel Scott, James C. Hoover, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | Expungement |
| 09-05271 | 09/19/2011 | Claimant(s): Gerald Prud-homme & Barbara Prud'homme
Claimant Lawyers(s): Fred S. Clark
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | $0 |
| 08-00504 | 06/08/2010 | Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy
Hearing Site: Birmingham, AL
| | $45,000 |
| 08-03946 | 11/17/2009 | Claimant(s): William Helms
Claimant Lawyers(s): Teresa Davis Bulford
Respondent(s): Wachovia Securities, James Covington
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Charles L. Measter, James C. Hoover, Charles Stanley Lomax
Hearing Site: Columbia, SC
| | $0 |
