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FINRA Awards for William Peppenhorst

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124404/02/2015Claimant(s): William Peppenhorst
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
Checkmark Icon$57,545

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