21-02903 | 05/26/2023 | Claimant(s): Alan Daniels Claimant Lawyers(s): Alan J. Daniels Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Dismissed with Rule 12504 |
22-02130 | 04/11/2023 | Claimant(s): Rimma Yuryeva Claimant Lawyers(s): Leon Ozeran Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $0 |
21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts Claimant Lawyers(s): Paul W. Thomas Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin Hearing Site: Los Angeles, CA
| | Expungement |
21-01864 | 12/19/2022 | Claimant(s): Susan Hebert, on Behalf of IRA Claimant Lawyers(s): Susan Hebert Respondent(s): LPL Financial LLC, Howard Romero Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Robert D. Sussin, Theodore G. Bradpiece, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
| | Expungement |
22-00297 | 12/14/2022 | Claimant(s): Justin Lowy Claimant Lawyers(s): Craig R. Bockman Respondent(s): Dean Nakata, Estate of Miyoko Nakata, Nakata Family Living Trust dtd 4/29/04 Respondent Lawyers(s): Kalju Nekvasil Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Karen J. Burneff Hearing Site: Los Angeles, CA
| | Expungement |
21-01695 | 11/10/2021 | Claimant(s): Beth Willer Claimant Lawyers(s): Beth L. Willer Respondent(s): Stefan Reddrick, Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $163 |
17-01614 | 05/25/2021 | Claimant(s): Moon Choi Claimant Lawyers(s): Robert Choi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin, Rosa Linda Guadarrama, Brenda Lee James Hearing Site: Los Angeles, CA
| | Expungement |
18-01298 | 09/19/2019 | Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang Hearing Site: Los Angeles, CA
| | $0 |
18-00555 | 02/19/2019 | Claimant(s): Joan Waldman Claimant Lawyers(s): Leslie S Akins Respondent(s): Gary Wei, Citigroup Global Markets. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert D. Sussin, Robert B. Hansohn, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12504 |
17-01741 | 11/15/2018 | Claimant(s): Jose Calderon Claimant Lawyers(s): Kenneth Catanzarite Respondent(s): Eric Marlin, Michael Cruz, Robert Hicks, Finance 500. Respondent Lawyers(s): Brandon S. Reif, Edward S. Zusman, Jeffrey S. Kob Arbitrator(s): Robert D. Sussin, Thomas E. Shuck, H. Stuart Waxman Hearing Site: Los Angeles, CA
| | $0 |