Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02893 | 09/13/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson Claimant Lawyers(s): Alex Padla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 13-03275 | 07/10/2024 | Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Robert B. Ericson Respondent(s): James Dryden Respondent Lawyers(s): Deborah A. Klar Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Frank Centofanti Hearing Site: Los Angeles, CA | ||
| 23-02921 | 06/10/2024 | Claimant(s): Jesus Quezada Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Regulus Financial Group Respondent Lawyers(s): Wendy Clarke Arbitrator(s): Robert D. Sussin, Noel Harvey Applebaum, Alan Stanley Petlak Hearing Site: Los Angeles, CA | ||
| 24-00091 | 05/24/2024 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Zachary Taylor Respondent Lawyers(s): Zachary Ellis Taylor Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu Claimant Lawyers(s): William Bean Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-00712 | 12/21/2023 | Claimant(s): Kenneth Park Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-02452 | 08/02/2023 | Claimant(s): Mei Guo Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |