| 11-03013 | 11/11/2013 | Claimant(s): Auto City Clark., Auto City Service, Fowlerville Exit Shell Service.
Claimant Lawyers(s): Tom Caldwell
Respondent(s): David Maksymetz, J.P. Morgan Securities, John Bueno, Nicole Moten
Respondent Lawyers(s): Adam D. Grant
Arbitrator(s): Stuart Sinai, Patrick R. Sughroue, Stephen D Kursman
Hearing Site: Detroit, MI
|  | $1,972,300 |
| 13-00370 | 10/10/2013 | Claimant(s): Jean Bradshaw
Claimant Lawyers(s): Eric J. Grannis
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Matthew B. Corwin
Arbitrator(s): Lisa Catalano
Hearing Site: New York, NY
| | $25,425 |
| 09-06371 | 09/25/2013 | Claimant(s): The Anderson Family Trust
Claimant Lawyers(s): Steven M. Goldberg
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Arthur T. Berggren, Linda L. Drummond, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02076 | 08/23/2013 | Claimant(s): Robert Porcher
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Terrance J. Dorcy
Hearing Site: Detroit, MI
| | $0 |
| 11-01461 | 05/30/2013 | Claimant(s): Commercial National Bank of Texarkana
Claimant Lawyers(s): Kimberly A. Justice
Respondent(s): J.P. Morgan Securities, Robert Heinz, Bear Stearns & Co..
Respondent Lawyers(s): Lauri W. Sawyer, Saul C. Belz
Arbitrator(s): Julius Z. Frager, Patricia Best Vital, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | Expungement |
| 11-03689 | 04/17/2013 | Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
| | $0 |
| 09-06807 | 09/24/2012 | Claimant(s): Richard Barrett
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Dorothy B. Strackbein, Nancy G. Harris, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00064 | 08/27/2012 | Claimant(s): Dana Farmer, J. Farmer, Limpinbear Family Partnership, Ltd.
Claimant Lawyers(s): Daniel A. Wartell, Perry L. Glantz
Respondent(s): Bruce Dibiase, J.P. Morgan Securities, Peter Landgraff, J.P. Morgan Chase Bank, N.A.
Respondent Lawyers(s): Jonathan W. Rauchway
Arbitrator(s): James B. Eichberg, Lawrence J. Madden, Sheldon Edward Friedman
Hearing Site: Denver, CO
| | Expungement |
| 10-05719 | 06/27/2012 | Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03102 | 05/23/2012 | Claimant(s): Esrick Investments, SME Capital, SME Children
Claimant Lawyers(s): John W. Waechter
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Triggs
Arbitrator(s): Jacque E. Sohm, Stephen I. Gilman, Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
