| 22-01309 | 02/12/2024 | Claimant(s): Christine Moullet
Claimant Lawyers(s): Lars Soreide
Respondent(s): IFP Advisors, IFP Securities
Respondent Lawyers(s): Peter Lindholm
Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli
Hearing Site: Orlando, FL
|  | Expungement |
| 21-00713 | 03/21/2023 | Claimant(s): Cary Kneedler, Delphine Baucom, Delphine N. Baucom as Sole Member of, Carry Kneedler, OBO IRA, Delphine Noble Baucom, General Partner, Delphine Noble Baucom. Sole Benefiary of
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Wells Fargo Clearing Services, T. Robertson, William Haas
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John P. Cullem, Langfred W. White, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $0 |
| 21-00749 | 08/15/2022 | Claimant(s): Marvin Bachman, Yvonne Bachman
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls
Hearing Site: Tampa, FL
| | Expungement |
| 20-03507 | 07/21/2022 | Claimant(s): James Stege
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | Expungement |
| 21-01028 | 10/07/2021 | Claimant(s): Kurt Chana, Malesa Young
Claimant Lawyers(s): Malesa Lynn Young
Respondent(s): Brian Cobb
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | $18,557 |
| 20-00058 | 05/28/2021 | Claimant(s): Bettina Bastille, Mark Bastille
Claimant Lawyers(s): Matt Wolper
Respondent(s): Curtis Smiley, Wilfredo Felix, Primex
Respondent Lawyers(s): Curtis Howard Smiley, Wilfredo Felix
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Brian Gregorius
Hearing Site: Tampa, FL
| | Expungement |
| 20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | Expungement |
| 19-03233 | 06/30/2020 | Claimant(s): Anne Elferdink
Claimant Lawyers(s): Steven E. Martin
Respondent(s): Edward Jones, James Koinis
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Expungement |
| 18-00838 | 06/24/2020 | Claimant(s): Charles Ross
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Leonel Peraza
Arbitrator(s): John P. Cullem, Richard S. Zaifert, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Dismissed by Rule 12206/12504 |
| 18-02049 | 05/20/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Sebastian Wyczawski, Stalin Cruz
Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz
Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig
Hearing Site: Nashville, TN
| | $0 |
