| 23-01648 | 07/29/2024 | Claimant(s): Robin Garner
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Craig-Hallum Capital Group LLC
Respondent Lawyers(s): Terrence J. Fleming
Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour
Hearing Site: Tampa, FL
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| 23-03425 | 07/26/2024 | Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 23-01550 | 05/17/2024 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Wentworth Gardner
Respondent Lawyers(s): Alexander Padla
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 23-01008 | 12/13/2023 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 23-01422 | 11/10/2023 | Claimant(s): Andrew Rodriguez
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 22-00418 | 12/05/2022 | Claimant(s): Jeffrey Golubeff
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Invest Financial Corporation, J.W. Cole Financial Inc.
Respondent Lawyers(s): John Hitchings, Samuel N. Kopmar
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 20-02447 | 11/21/2022 | Claimant(s): Trevor Perry
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Institutional Investments In
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 22-00516 | 10/17/2022 | Claimant(s): David Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak
Hearing Site: Tampa, FL
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| 21-02919 | 08/01/2022 | Claimant(s): William Hunt
Claimant Lawyers(s): Zachary Morse
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
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| 21-02544 | 06/03/2022 | Claimant(s): Donald Wyrick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John P. Cullem
Hearing Site: Nashville, TN
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