10-02267 | 12/19/2011 | Claimant(s): Jennifer Cross Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): J. Maxwell Williams Hearing Site: Memphis, TN
| | Expungement |
10-02950 | 11/01/2011 | Claimant(s): Richard Guido Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Dora M. Lassinger, Ernesto V. Luzzatto, David Jeremy Mattana Hearing Site: New York, NY
| | Expungement |
09-06573 | 10/26/2011 | Claimant(s): Robert Goldenberg Claimant Lawyers(s): Benjamin Lapin Respondent(s): Douglas Castro, Charles Schwab & Co.. Respondent Lawyers(s): Dan Rabinovitz Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz Hearing Site: New York, NY
| | Expungement |
10-05028 | 09/30/2011 | Claimant(s): William Dale Kelly and Joan Hull Trust Claimant Lawyers(s): Benjamin Lapin Respondent(s): Lawrence Miller, Investment Security Corporation Respondent Lawyers(s): Lawrence Benjamin Miller, Lee David Lubin Arbitrator(s): Ferdinand Schoch, Gary S. DeWeese, Richard Ullman Hearing Site: San Francisco, CA
| | $0 |
10-02949 | 09/13/2011 | Claimant(s): Eugene Russo, Mary Cammarano Claimant Lawyers(s): Benjamin Lapin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael Zaretsky Arbitrator(s): Leona Beane, Harold Glenn Stafford, David J. Weisenfeld Hearing Site: New York, NY
| | Expungement |
09-06683 | 09/01/2011 | Claimant(s): Thomas Campagna Claimant Lawyers(s): Benjamin Lapin Respondent(s): Gary Goldberg, Gary Goldberg & Co.. Respondent Lawyers(s): Gary Mark Goldberg Arbitrator(s): Michael E. Olney, Jill I. Gross, Susan Y. Chin Hearing Site: New York, NY
| | $0 |
09-01760 | 08/27/2010 | Claimant(s): Alvin Trenk Claimant Lawyers(s): Benjamin Lapin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses Hearing Site: New York, NY
| | $0 |
08-03300 | 06/18/2010 | Claimant(s): Richard Jedwab and Marilyn Jedwab Claimant Lawyers(s): Benjamin Lapin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): John J. Nielands Arbitrator(s): Fred L. Simon, Ellyn S. Roth, Jeffrey P. Halperin Hearing Site: New York, NY
| | $0 |
09-05423 | 06/17/2010 | Claimant(s): James Kane and Agnes Kane Claimant Lawyers(s): Benjamin Lapin Respondent(s): Aura Financial Services. Respondent Lawyers(s): John Woodruff Arbitrator(s): Ann Pinciss Berman Hearing Site: New York, NY
| | $25,000 |
09-04718 | 06/01/2010 | Claimant(s): Brian Behan, Marion Behan Claimant Lawyers(s): Benjamin Lapin Respondent(s): Marsco Investment Corporation Respondent Lawyers(s): Steven M. Hecht Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY
| | $0 |