23-00539 | 06/21/2024 | Claimant(s): Heather Silvestro, Kyle Silvestro Claimant Lawyers(s): Adolfo J. Anzola Respondent(s): Goldman Sachs & Co. LLC Respondent Lawyers(s): Brian A. Briz Arbitrator(s): Ian S. Greig, Jacquelyn M. Shannon, Eric Greenstein Hearing Site: Tampa, FL
| | Expungement |
22-01671 | 12/18/2023 | Claimant(s): Gelila Jones, Jay Jones Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Jacquelyn M. Shannon, Terrence L. Harvey, Catherine Michelle Straley-Edson Hearing Site: Jacksonville, FL
| | Expungement |
22-00521 | 10/26/2023 | Claimant(s): Mary Ann Miller, Estate of Angeline Cagliola Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): David M. Snyder, Kenneth R. Starr, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | Expungement |
21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Andrew J. Melnick Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak Hearing Site: Tampa, FL
| | $214,640 |
19-01906 | 09/30/2021 | Claimant(s): Marcia Botsford Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Jacquelyn M. Shannon, Karl A. Vogeler, Michael I. Rauchway Hearing Site: Tampa, FL
| | Expungement |
19-00776 | 11/27/2019 | Claimant(s): Joanne Colgan, Thomas Colgan Claimant Lawyers(s): Teresa J. Verges Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $0 |
18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten Claimant Lawyers(s): Reid Wettersten Respondent(s): Yosef Fox Respondent Lawyers(s): Yosef Yehuda Fox Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $150,425 |
17-00665 | 02/15/2018 | Claimant(s): Jane Hoffman Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors, Ronald Guertin Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | Expungement |
16-01301 | 12/27/2016 | Claimant(s): James Stewart, James C. Stewart IRA, F. Stewart Rev Liv Trust U/A/D/ 01/23/91, James C. Stewart Trust U/A/D/ 09/22/86 Claimant Lawyers(s): D. Daxton White Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Muriel Desloovere, Jacquelyn M. Shannon, Joseph John Mantione Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
15-01041 | 05/25/2016 | Claimant(s): Martin Brewer, Richard Weber Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $161,030 |