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FINRA Awards for Ronald Guertin

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0066502/15/2018Claimant(s): Jane Hoffman
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Ronald Guertin
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
Checkmark IconExpungement

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