FINRA Awards for Jacquelyn M. Shannon

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Displaying 9 out of 9 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00036	05/23/2019	Claimant(s): Dawn Bloom Claimant Lawyers(s): Craig Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carol A. Field Arbitrator(s): Jacquelyn M. Shannon, Robert L. Jolley, Brian Michael Kane Hearing Site: Jacksonville, FL
15-02999	03/01/2018	Claimant(s): Andrew Lewis, Thomas Marshburn Claimant Lawyers(s): Stephen J. Wein Respondent(s): Halen Capital, Halen Capital Management., Halen Capital. Respondent Lawyers(s): Peter B. King Arbitrator(s): Jacquelyn M. Shannon, Martin M. Van Luven, Richard Manuel Barcia Hearing Site: Tampa, FL
15-01423	09/30/2016	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): William Van Ormer Respondent Lawyers(s): William A. Van Ormer Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Jacksonville, FL
13-03509	08/12/2015	Claimant(s): Ruben Gardner Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Diana A. Weiner, Jacquelyn M. Shannon, Eric Zimmer Hearing Site: Tampa, FL
13-02050	12/17/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Eric Dishner Respondent Lawyers(s): Eric Martin Dishner Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
13-00842	10/04/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Joseph Carpenter Respondent Lawyers(s): Joseph Anthony Carpenter Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
12-03830	07/26/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Rudi Buetterich Respondent Lawyers(s): Rudi Orlando Buetterich Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Wilmington, DE
11-04756	04/23/2013	Claimant(s): Gerald Peragine Claimant Lawyers(s): Jim Moyles Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Joseph F. Pittelli, Caryl S. Bernstein, Jacquelyn M. Shannon Hearing Site: Wilmington, DE
11-03107	05/02/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S Tendrich Respondent(s): Kenneth Solis Respondent Lawyers(s): Scott Silver Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL