23-00609 | 10/07/2024 | Claimant(s): Andrew Voegeli, Helene Hott, Clois E. Shook and Valeria A. Shook, The Warren And Donna Voegli Family Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Eric Dec, James Kent, Emerson Equity LLC Respondent Lawyers(s): Chad Weaver, Eric John Dec, George L. Guerra Arbitrator(s): Mimi B. Osiason, Candi M. Rowen, Kevin M Schmitt Hearing Site: Tampa, FL
| | Expungement |
23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis Claimant Lawyers(s): Donna Jules Berman Respondent(s): Daniel Pikula, Emerson Equity LLC Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia Hearing Site: Boca Raton, FL
| | $0 |
18-04091 | 10/20/2022 | Claimant(s): Manjunath Nathan, Arizona Medical Center, PLLC Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): John Kelly, Lifemark Securities Corp. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, J. William Brammer Hearing Site: Phoenix, AZ
| | $0 |
20-03575 | 02/18/2022 | Claimant(s): Michael Goldstein Claimant Lawyers(s): Jeffrey S. Kob Respondent(s): Michael Tate, Nikolai Papa, Securian Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Sarah Jane Militello, Robert James Favole, Michael Zatkin Hearing Site: San Francisco, CA
| | Expungement |
17-00102 | 12/15/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services, Li-lin Hsu Respondent Lawyers(s): Chad Weaver, Li-lin Hsu Arbitrator(s): Lois J. Cox, Milton N. Gross, Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |
19-02981 | 07/13/2020 | Claimant(s): Brenda Rossman Claimant Lawyers(s): Adam Gana Respondent(s): Investment Architects. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark Alan Sevigny, Gregory Douglas Stone, Carolyn Renee Payne Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld Claimant Lawyers(s): Val D. Hornstein Respondent(s): J.P. Morgan Securities, Securities America., Michael Long Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland Hearing Site: San Francisco, CA
| | $0 |
18-00122 | 04/10/2019 | Claimant(s): Paula Tyler, Trustee Tyler Family Trust Claimant Lawyers(s): Joseph S. Schuchert Respondent(s): National Securities Corporation, Folio Investments. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary M. O'Neil, Earl Robert Jordan, Bonnie Chavez Hearing Site: Los Angeles, CA
| | $0 |
18-00160 | 09/21/2018 | Claimant(s): Mary Abbott Claimant Lawyers(s): Melissa Abbott Respondent(s): Casey Broach, National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA
| | $14,000 |
15-02285 | 09/21/2017 | Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services., Li-Lin Hsu, American Express Financial Corporation Respondent Lawyers(s): Chad Weaver, Li-Lin Hsu Arbitrator(s): Richard M. Norman, Kirtley M. Thiesmeyer, Lorraine Woodwark Hearing Site: Los Angeles, CA
| | Settlement |