23-01670 | 08/12/2024 | Claimant(s): Harriet Moskowitz Claimant Lawyers(s): Chase Carlson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis Hearing Site: Boca Raton, FL
| | Expungement |
14-02548 | 05/04/2017 | Claimant(s): Antonio Guadarrama, Ivonne Gonzalez, Jose Guadarrama Claimant Lawyers(s): Jeffrey Erez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Mauricio O. Muniz Luciano Arbitrator(s): Randy R. Freedman, William S. Glickfield, David Edward Upton Hearing Site: San Juan, PR
| | Expungement |
14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
14-02059 | 05/23/2016 | Claimant(s): Audri Lompado, Conde Loeffler, Edward Bohne, Edward Cohen, Irene Kirdahy, Kathie Azoff, Kenneth Gaul, Lawrence Deziel, Marc Azoff, Richard Wiedersum, Ronald Rickard, Tony Lompado, David Perry IRA, Ronald David IRA, Ronald G. Rickard Roth IRA, Ronad A. David and Dona C. David as Tena Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Doreen Weber, Kevin Larson Respondent Lawyers(s): F. Chet Taylor Arbitrator(s): Randy R. Freedman, Robert H. Loevin, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $0 |
13-03262 | 03/17/2016 | Claimant(s): Manuel Batlle, Cabat Company Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella Hearing Site: San Juan, PR
| | Stipulated Award and Expungement |
11-01562 | 04/21/2014 | Claimant(s): Barbara Lebovitz Claimant Lawyers(s): Scott J. Link Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): David G. Russell Arbitrator(s): Randy R. Freedman, William W. Bride, Gerald M. Siegel Hearing Site: Boca Raton, FL
| | Expungement |
12-04045 | 03/27/2014 | Claimant(s): Andrew L. & Sharon M. Rosenberg, White Mountain Sports 401k Plan Claimant Lawyers(s): Sharon M. Rosenberg Respondent(s): R. Lawrence, Next Financial Group. Respondent Lawyers(s): Gary Klein Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
| | $15,311 |
12-00768 | 01/18/2013 | Claimant(s): Lillian D'Elia Claimant Lawyers(s): Lillian D'Elia Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
| | $0 |
09-07219 | 10/24/2011 | Claimant(s): Andre Weiss, Andre Weiss as Cust for Sarah Weiss, Andre Weiss as Cust. for Julian P. Weiss Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Jamie L. Berger Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
| | $0 |
09-02906 | 04/08/2011 | Claimant(s): Jay Raubvogel, Seymour Raubvogel, M. Raubvogel Co. Inc. Trust Claimant Lawyers(s): Christopher J. Gray Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): James D. McDonald, Randy R. Freedman, Steven G. Montesi Hearing Site: Boca Raton, FL
| | $766,935 |