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FINRA Awards for Andrew L. & Sharon M. Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0404503/27/2014Claimant(s): Andrew L. & Sharon M. Rosenberg, White Mountain Sports 401k Plan
Claimant Lawyers(s): Sharon M. Rosenberg
Respondent(s): R. Lawrence, Next Financial Group.
Respondent Lawyers(s): Gary Klein
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
Checkmark Icon$15,311

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