23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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23-01036 | 11/06/2023 | Claimant(s): Christopher Norton Claimant Lawyers(s): Joshua A Katz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe Hearing Site: Boca Raton, FL
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20-02993 | 02/06/2023 | Claimant(s): John Orlando Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue Hearing Site: Boca Raton, FL
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20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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19-00155 | 07/19/2019 | Claimant(s): Michael Kanner Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman Hearing Site: Boca Raton, FL
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14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins Claimant Lawyers(s): Michael S. Taaffe Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood Hearing Site: Boca Raton, FL
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15-01948 | 02/01/2016 | Claimant(s): Carlos Miranda Claimant Lawyers(s): Carlos J Miranda-Monroig Respondent(s): Fairbridge Capital Markets Respondent Lawyers(s): Eduardo Prado Arbitrator(s): Randy R. Freedman Hearing Site: San Juan, PR
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14-01578 | 11/24/2015 | Claimant(s): Santander Securities LLC Claimant Lawyers(s): Carlos George Respondent(s): David Garcia Cirilo Respondent Lawyers(s): Enrique Figueroa Arbitrator(s): Randy R. Freedman, Jeffrey R. Roth, Roberto Olson Cortes Hearing Site: San Juan, PR
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11-03827 | 01/18/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Gerald T. Rohrer Respondent(s): Donald Novell Respondent Lawyers(s): Donald F. Novell Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
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