| 13-00819 | 06/11/2015 | Claimant(s): David Trotter, Elias Muasher, Eric Kovach, Issa Muasher, Jena Muasher, Joanne Trotter, Kurt Schellhas, Sommer Muasher
Claimant Lawyers(s): Seth Huberman
Respondent(s): Jeremy Kopp, Wade Bradley, Indievest Securities.
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): Alan Stamm, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
|  | $0 |
| 13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02622 | 05/27/2015 | Claimant(s): HSH Family Trust U/A DTD 8/15/2011
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Herbert Murez, Laurent C. Vonderweidt, Richard M. Norman
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-02924 | 05/26/2015 | Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
| | $915,249 |
| 13-03734 | 05/14/2015 | Claimant(s): Stanley Behrens Living Trust dtd July 8
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Rafael De Vengoechea, Sandra Rutan
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Barbara M. Zak, Elliott Zachary Seff, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02073 | 05/08/2015 | Claimant(s): Anthony DeLuca, Nicolinda De Luca
Claimant Lawyers(s): Charles M. Gibbs, Daniel B. Lipson
Respondent(s): Robert Tweed
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Victoria E. Johnson, James A. Sigler, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 14-01213 | 05/07/2015 | Claimant(s): Cathie Legault, Ronald Legault
Claimant Lawyers(s): Gary Menzer, Michael Hill
Respondent(s): George Carris, Jason Barter, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Jason Christian Barter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $205,269 |
| 14-01427 | 04/29/2015 | Claimant(s): Liberatore Family Trust
Claimant Lawyers(s): Christopher L. Pitet
Respondent(s): Albert Han, GBS Financial Corp.
Respondent Lawyers(s): Albert Han, Donald Gloisten
Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01572 | 04/23/2015 | Claimant(s): F. Gardner, Jeffrey Lane, Shapiro Family Trust, Sunita Kumar Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Vincent J. Natoli, Robert E. Jenks, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02764 | 04/16/2015 | Claimant(s): Gurgen Bagdasarian
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
