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FINRA Awards for Rafael De Vengoechea

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0252703/28/2018Claimant(s): Rafael De Vengoechea
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
13-0373405/14/2015Claimant(s): Stanley Behrens Living Trust dtd July 8
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Rafael De Vengoechea, Sandra Rutan
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Barbara M. Zak, Elliott Zachary Seff, Eric Gad Forster
Hearing Site: Los Angeles, CA
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