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FINRA Awards for Harrison Johnson

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0107009/23/2021Claimant(s): Jess DiPasquale
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Betty Chen, Harrison Johnson, Emily Diamond
Hearing Site: New York, NY
Checkmark Icon$0
19-0102309/17/2019Claimant(s): Gregory Tomlinson
Claimant Lawyers(s): Gregory Tomlinson
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$180
18-0353004/12/2019Claimant(s): Johnson Andrews
Claimant Lawyers(s): Johnson George Andrews
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Robert A. Cohen, Roger B. Jacobs, Harrison Johnson
Hearing Site: New York, NY
Checkmark IconExpungement
17-0077302/27/2018Claimant(s): St. Anel Saint-Vilus
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Clive I. Morrick, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$0
16-0149207/14/2017Claimant(s): Barbara Blethen, Christopher Wallace, Gerard Gawel, Marie Wallace
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Philip Fatta, Blackbook Capital, Legend Securities.
Respondent Lawyers(s): Franklin Ogele, Philip Orezio Fatta, Salvatore Caruso
Arbitrator(s): Daniel Robbins, Dolores D. Balsamo, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$584,796
12-0302004/13/2015Claimant(s): Mark Ginsberg
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$0
12-0270710/16/2013Claimant(s): Christina Brancati
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Fred S. Pieroni, Pamela H. Roderick, Harrison Johnson
Hearing Site: New York, NY
Checkmark IconExpungement
08-0231506/03/2009Claimant(s): Nicholas S. Orlando & Michelle Orlando
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Citigroup Global Markets., Joseph Reap
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$60,000

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