| 22-00445 | 09/02/2022 | Claimant(s): Christopher Farrell
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
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| 21-02257 | 05/04/2022 | Claimant(s): Joseph Amato
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipierto
Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams
Hearing Site: New York, NY
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| 18-03295 | 05/03/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Vy Truong
Respondent Lawyers(s): Vy Truong
Arbitrator(s): Kenneth Paul Williams, Alan Gradzki, Harrison Johnson
Hearing Site: New York, NY
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| 18-01217 | 10/26/2018 | Claimant(s): Vasilios Takos
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily Hayes, Michael Clements
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
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| 14-00356 | 09/15/2015 | Claimant(s): Eden Falik
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Karen M. Cullen, Robert M. Goldstein, Harrison Johnson
Hearing Site: New York, NY
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| 10-04194 | 02/08/2011 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): David Asulin
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Simon S. Kogan, Harrison Johnson, Mark J. Russell
Hearing Site: New York, NY
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