| 18-02829 | 06/24/2020 | Claimant(s): Amber Auto, Ltd., Standard Group Resources, Ltd
Claimant Lawyers(s): Brian J. McSweeney
Respondent(s): Daniel Speirs, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
|  | $0 |
| 16-02521 | 10/23/2018 | Claimant(s): Richard M. Weir Declaration of Trust
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Carl Gill, Wendy Weir-Beecher, Asset Preservation Capital, Ltd
Respondent Lawyers(s): Charles E. Murphy, John A. Hubbard
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 14-03376 | 08/09/2016 | Claimant(s): Central American Management, Ltd, Servicios Integrados en Pre-Neccesidad
Claimant Lawyers(s): Jorge A. Mestre, Vincent Schmeltz
Respondent(s): Vicente Ferrera Azarak, Global Investor Services, L.C.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Nancy J. Cliff, Theodore Roy Bayer
Hearing Site: Miami, FL
| | Expungement |
| 12-00016 | 04/01/2014 | Claimant(s): Jay Dickens, Command Decisions., New Territory Investments, Ltd
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Ricky Mullins, Guardian Direct Energy Programs., Guardian Oil & Gas ., M & W Financial Inc.
Respondent Lawyers(s): Rick Mullins
Arbitrator(s): R. Theodore Moock, Ann Blaess Kimball, Robert Jerry Strader
Hearing Site: Dallas, TX
| | Stipulated Award |
| 10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
| | $0 |
| 11-01891 | 08/07/2012 | Claimant(s): Deephaven Distressed Opportunities, Deephaven Event Trading, Ltd, MA Deep Event
Claimant Lawyers(s): Don Abraham
Respondent(s): Imperial Capital
Respondent Lawyers(s): Jeffrey R. Wang
Arbitrator(s): Stuart Rothenstein, Leona Beane, Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 08-03387 | 06/15/2012 | Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust
Claimant Lawyers(s): Jason A. Copling
Respondent(s): Dilip Shah, Pankaj Udeshi
Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin
Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman
Hearing Site: Dallas, TX
| | $66,500 |
| 10-00328 | 04/19/2011 | Claimant(s): World-Wide Sports Promotion, Ltd
Claimant Lawyers(s): Steven Michael Schwartz
Respondent(s): Ameriprise Financial Services., Jared Cohen
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
| 05-04934 | 02/05/2008 | Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Steven Signer
Respondent Lawyers(s): Steve A. Miller
Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman
Hearing Site: New York, NY
| | $1,875,000 |
| 06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
