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FINRA Awards for Deephaven Event Trading

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0189108/07/2012Claimant(s): Deephaven Distressed Opportunities, Deephaven Event Trading, Ltd, MA Deep Event
Claimant Lawyers(s): Don Abraham
Respondent(s): Imperial Capital
Respondent Lawyers(s): Jeffrey R. Wang
Arbitrator(s): Stuart Rothenstein, Leona Beane, Nancy Kramer
Hearing Site: New York, NY
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