| 18-01177 | 04/03/2019 | Claimant(s): Pamela Palmer
Claimant Lawyers(s): Steven Winick
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Mary Suhr
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Isidoro Berkman, William Michael Samsel, Steven Akiba Swernofsky
Hearing Site: San Francisco, CA
|  | $127,000 |
| 18-01982 | 01/25/2019 | Claimant(s): Chia Chen Chen
Claimant Lawyers(s): Danning Jiang
Respondent(s): Daniel Gong, Scottrade Inc.
Respondent Lawyers(s): Ilana H. Reid
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
| | $1,000 |
| 16-03388 | 09/25/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $75,384 |
| 17-01530 | 08/21/2018 | Claimant(s): Mel Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathryn J. Toronto, William Michael Samsel, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504 |
| 16-03515 | 08/29/2017 | Claimant(s): Laurie Seeman, Michael Cadoo, Michael Cadoo IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): David Down, James Lunsford, Jeanine Devine, Sarah Fong, Timothy Brown, Mid Atlantic Capital Corporation
Respondent Lawyers(s): James B. Lunsford, John W. Stenson
Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, John Burritt McArthur
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02765 | 06/19/2017 | Claimant(s): Jack Paich
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Cory BurnellL Financial LLC, BluePrint Wealth Partners, Interactive Brokers LLC
Respondent Lawyers(s): Edward Zusman, Jason O. Billy, Neil Baritz
Arbitrator(s): William Michael Samsel, Philip Aaron Tymon, Anne M. Lawlor Goyette
Hearing Site: San Francisco, CA
| | $160,000 |
| 16-00933 | 04/11/2017 | Claimant(s): Stephen H. Bonney IRA, Stephen H. Bonney Living Trust dated 6/1
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Brian Weese, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Herbert Liberman, William Michael Samsel, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
| | Expungement |
| 11-04662 | 12/19/2012 | Claimant(s): Baolin Gao
Claimant Lawyers(s): Danning Jiang
Respondent(s): Simon Lin, White Pacific Securities.
Respondent Lawyers(s): Robert Angle, Simon Siao Roun Lin
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
| | $17,690 |
| 08-01179 | 04/29/2010 | Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel
Hearing Site: Reno, NV
| | $83,000 |
| 08-00388 | 03/30/2009 | Claimant(s): Gary Fitzgerald, Steve Fitzgerald
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma
Hearing Site: San Francisco, CA
| | $267,711 |
