| 22-01045 | 12/12/2022 | Claimant(s): Robert Sorensen
Claimant Lawyers(s): Brian Luther
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): William Michael Samsel
Hearing Site: Reno, NV
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| 20-03171 | 04/29/2021 | Claimant(s): Anna Jenkins
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
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| 19-03650 | 07/29/2020 | Claimant(s): Thane Walton
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mutual Service Corporation
Respondent Lawyers(s): David Freniere
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
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| 18-04413 | 07/24/2019 | Claimant(s): Kathleen Hobart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): William Michael Samsel
Hearing Site: Seattle, WA
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| 17-00114 | 08/30/2017 | Claimant(s): Peter Castro
Claimant Lawyers(s): Peter de Castro
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon Levy
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
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| 15-02383 | 03/11/2016 | Claimant(s): Mihai Szabo, MBS Source ETrading.
Claimant Lawyers(s): Mihai Szabo
Respondent(s): Ridgeway & Conger.
Respondent Lawyers(s): David A. Conti
Arbitrator(s): William Michael Samsel
Hearing Site: Seattle, WA
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| 12-00953 | 06/11/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Randall Krenzin, William Zurn
Respondent Lawyers(s): Jeffrey L. Malek
Arbitrator(s): Carlos Richard Mangum, Thomas C. McNally, William Michael Samsel
Hearing Site: San Francisco, CA
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| 11-03423 | 12/12/2012 | Claimant(s): Tappan Merrick
Claimant Lawyers(s): David Chun
Respondent(s): Dean McGill, Ameriprise Financial Services., Robert Stern
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, Roger Gilbert
Hearing Site: San Francisco, CA
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| 10-05593 | 10/14/2011 | Claimant(s): Cornelius Choy
Claimant Lawyers(s): Mark Alan Goodman
Respondent(s): Wallstreet*e Financial Services.
Respondent Lawyers(s): Carlos F. Otalvaro
Arbitrator(s): Joseph H. Sturdivant, David I. Levine, William Michael Samsel
Hearing Site: San Francisco, CA
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| 09-03930 | 03/01/2011 | Claimant(s): Jesse Gomez
Claimant Lawyers(s): Stephen F. Henry
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): E. Duane Stephens, William Michael Samsel, John C McGourty
Hearing Site: San Francisco, CA
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